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  • Annette Fong

    Annette Fong
    Head of Compliance Solutions, London

    Regulatory solutions, Compliance

    T. +44 020 74810010
    M. +44 (0) 7704 159 531
    D. +44 020 75518429

Annette has over 20 years international experience in Compliance and Financial Crime having held senior roles including regulatory approved positions in these areas. She has worked in the financial services sector of asset management, investment banking and the interdealer broker. Annette has employed her regulatory knowledge and expertise as a subject matter expert in the RegTech/FinTech space having participated in various innovation experiments, collaborations and regulatory TechSprints.

Annette has held Head of Compliance and Money Laundering Reporting Officer roles in various financial institutions for over 20 years and has worked in the following jurisdictions – Australia, Canada, Singapore and the United Kingdom. Within these senior appointments, she has managed global Compliance and Financial Crime teams advising on and implementing strategies, Compliance/Financial Crime frameworks, monitoring programmes, governance structures and training programmes. Annette has also been a participating member of senior committees and boards of these financial institutions. 

Highlighted Matters

  1. Advising on regulatory enforcement actions and implementing programmes to address the matter. This included negotiating and close interaction with the regulators.  
  2. Advising on and implementation of global Compliance and Financial Crime strategy and frameworks.
  3. Managing the structure and restructure of global Compliance teams.
  4. Member of Senior Committees and Boards to advise on regulatory matters and provide challenge.
  5. Advising and participating in RegTech experiments/proof of concepts as well, participating in regulatory techsprints.
  6. Advising on licensing applications and successfully being granted the licence to conduct regulated activities. 


"As a Compliance and Financial Crime practitioner in the financial services industry, I can provide hands on practical experience and expertise whilst offering pragmatic solutions. Therefore, my clients can be assured that the advisory service is bespoke and not a tick box approach."

Regulatory solutions, Compliance

Education (University):
University of New South Wales, Australia – Bachelor of Arts University of New South Wales, Australia – Master of Commerce

English, Cantonese, Mandarin (basic)